•The right incumbent will be responsible to assist the firm in complying with laws and regulations. Daily responsibilities include but not limited to monitoring business activities and providing compliance advisory services to the business and functional units, etc.
Knowledge
•3+ yrs of relevant compliance/legal experience in a reputable law firm or securities firm
•Good exposure to investment banking and capital markets products preferred
Skills and Abilities
•Team player
•Strong analytical and evaluative skills, attentive to details.
•Good communication skills in English
•Good writing skill
•Diligent and hard working
Preferred background
•A law degree from a reputable law school , JD preferred
•Lawyer’s license is a must
